Global

UK: Calvert Sentenced to 21 Months for Insider Trading

By Securities Docket on March 11, 2010, 3:35 pm

Former Cazenove partner sentenced following insider trading conviction.

Posted in Global | Tagged Insider Trading, UK | Leave a response

UK: FSA Strikes Again With Third Insider Trading Conviction

By Securities Docket on March 10, 2010, 1:51 pm

London jury finds former Cazenove partner guilty.

Posted in Global | Tagged FSA, Insider Trading, Trials, UK | Leave a response

Australia: ASIC Charges Energy Executive With Insider Trading on Acquisition Targets

By Securities Docket on March 9, 2010, 9:44 am

BG executive allegedly profited over $560,000 through insider trading.

Posted in Global | Tagged Australia, Insider Trading | Leave a response

France: 2004 Insider Trading Conviction of George Soros Upheld

By Amanda Harding on March 3, 2010, 4:20 pm

George Soros will reportedly now appeal to European Court of Human Rights.

Posted in Criminal, Global | Tagged Appellate, France, Insider Trading | Leave a response

IOSCO Releases Template for Hedge Fund Regulation

By Amanda Harding on March 3, 2010, 3:46 pm

IOSCO sets forth new required disclosures for hedge fund regulators to enforce.

Posted in Global | Tagged Hedge Funds, Regulation | Leave a response

Canada: ASC Settles Insider Case Against Bradley Arthur Wilson

By Amanda Harding on March 2, 2010, 5:18 pm

ASc settles insider trading case with former operations manager for Alberta Clipper Energy.

Posted in Global, Regulation | Tagged Canada, Insider Trading, Settlements | Leave a response

China: GOME Discloses Bribery Charge Against Unit in Huang Matter

By Securities Docket on March 2, 2010, 6:35 am

GOME states case will not have a “substantive adverse effect” on its operations and financial condition.

Posted in Global | Tagged Bribery, China | Leave a response

UK: FSA Rolling Out Income-Based Fines

By Securities Docket on March 2, 2010, 6:25 am

Rules set minimum fine of 100,000 pounds for individuals involved in insider trading.

Posted in Global | Tagged FSA, Insider Trading, UK | Leave a response

Japan: Three Arrested in Insider Trading Scheme

By Amanda Harding on February 26, 2010, 2:38 pm

Takes Group Ltd. executives and a majority shareholder arrested for insider trading.

Posted in Global | Tagged Insider Trading, Japan | Leave a response

Britain’s Supreme Court Allows U.S. Extradition for Norris

By Amanda Harding on February 25, 2010, 11:58 am

Britain’s Supreme Court dismisses Ian’s Norris’ appeal against a U.S. request for extradition.

Posted in Global | Tagged Extradition, Insider Trading, UK | Leave a response