By Securities Docket on August 27, 2010, 2:08 pm
Little-known provision may have major impact on financial institutions that contract with agencies.
Posted in Industry | Tagged Diversity, Dodd-Frank, Legislation
By Securities Docket on July 25, 2010, 8:59 am
Financial reform legislation includes ‘Eddie Murphy Rule’ sought by CFTC.
Posted in Industry | Tagged Insider Trading
By Securities Docket on July 9, 2010, 9:27 am
Sutherland Asbill survey finds spike in 2009 fines.
Posted in Industry, Top | Tagged FINRA, Surveys
By Securities Docket on July 8, 2010, 3:29 pm
Trading volume spikes in MSG securities and bets on Heat surge on InTrade prediction markets.
Posted in Industry | Tagged Insider Trading, Predictions
By Securities Docket on June 23, 2010, 4:27 pm
Florida appeals court rules trial was improperly split into three phases.
Posted in Industry, Top | Tagged Accountants, Appellate, Auditors, Verdicts
By Securities Docket on June 21, 2010, 2:57 pm
House members of conference committee agree to insert amendment into House version of financial reform bill.
Posted in Class Actions, Industry, Top | Tagged Legislation, US Congress
By Securities Docket on June 21, 2010, 11:21 am
Two rare “hoax press releases” were issued last week.
Posted in Industry, Top | Tagged Hoaxes, Investigations
By Securities Docket on May 17, 2010, 3:39 pm
Daylight Forensic Joins Navigant Consulting’s Disputes and Investigations Practice.
Posted in Industry | Tagged Consultants, FCPA, Forensic Accounting
By Securities Docket on May 11, 2010, 1:02 pm
AG alleges bank unit failed to disclose to clients its suspicions about Madoff’s operation.
Posted in Industry | Tagged Disclosure, Madoff
By Securities Docket on May 6, 2010, 11:00 am
“Occasionally you get a punch on the nose, and you just have to take it,” producer says.
Posted in Industry | Tagged Financial Fraud, Plays