By Securities Docket on January 27, 2012, 8:15 pm
FBI reportedly searches offices of New York Global Group, which has played a role in Chinese reverse mergers.
Posted in Criminal, Industry, Top | Tagged FBI, Investigations, Reverse Mergers
By Securities Docket on January 25, 2012, 7:29 pm
Pres. Obama promises to sign legislation that bans insider trading by members of Congress.
Posted in Criminal, Industry, SEC, Top | Tagged Insider Trading, US Congress
By Securities Docket on January 18, 2012, 2:32 pm
Jay Dubow, Anthony Creamer and Alma Angotti joined us for this webcast.
Posted in Industry, SD Insider, Top | Tagged Insider Trading, Policies, Webcasts
By Securities Docket on January 17, 2012, 2:59 pm
Spencer Barasch settles federal conflict of interest allegations arising from representation of Stanford Financial Group.
Posted in Industry, SEC, Top | Tagged Conflicts
By Securities Docket on January 6, 2012, 7:50 pm
Like SEC, CFTC establishes new whistleblower office.
Posted in Industry, Regulation, SEC, Top | Tagged CFTC, Whistleblowers
By Securities Docket on January 6, 2012, 3:28 pm
Love for Shearman & Sterling’s FCPA Digest.
Posted in Criminal, Industry, SEC | Tagged Reports, Web Watch
By Securities Docket on January 6, 2012, 3:06 pm
Ruling impacts 10,976 investors in Madoff feeder funds.
Posted in Criminal, Industry, Top | Tagged Madoff, Trustees
By Securities Docket on January 4, 2012, 6:28 pm
Another case against SEC by Madoff investors is dismissed.
Posted in Criminal, Industry, Top | Tagged Madoff
By Securities Docket on December 30, 2011, 11:07 pm
Six months have passed and the much anticipated FCPA reform bill has not been introduced.
Posted in Criminal, Industry | Tagged Anti-corruption, US Congress, Web Watch
By Securities Docket on December 28, 2011, 8:23 pm
Are SLUSA and CAFA driving plaintiffs’ lawyers away from federal court and toward alternative class actions in state court?
Posted in Class Actions, Industry | Tagged M&A Cases, Studies, Web Watch