http://www.securitiesdocket.com Sat, 11 Feb 2012 13:55:00 +0000 en hourly 1 http://wordpress.org/?v=3.0 http://www.securitiesdocket.com/2012/02/11/securities-docket-news-wire-for-2012-02-11/ http://www.securitiesdocket.com/2012/02/11/securities-docket-news-wire-for-2012-02-11/#comments Sat, 11 Feb 2012 13:55:00 +0000 Securities Docket http://www.securitiesdocket.com/2012/02/11/securities-docket-news-wire-for-2012-02-11/

Web Watch: Best of the Week Ending February 10 – Compliance Week http://t.co/VlV4sT4E #

Diamond Foods: Is Miss. pension fund a professional plaintiff?–On the Case http://t.co/DRxB6B7N #

Australia: A Cautionary Tale of Litigation Financing? – Law Blog – WSJ http://t.co/U0KIeLPG #

Median SEC Settlement Values Jump in FY 2011 – Compliance Week http://t.co/pMrAx5Ef #

Whitman Capital Manager Surrenders to FBI on Fraud Charges – Businessweek http://t.co/vk4EJy7p #

Judge to have say in SIPC’s role in Stanford claims–Reuters http://t.co/Rgo9Az2U #

Broken budget process hurts Wall Street reform–CNN Money http://t.co/gEuS4lgu #

Securities Docket News Wire for 2012-02-10 http://t.co/h2AMtk1N #

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With the STOCK Act Imminent, Investigators Probe One Congressman\’s Trades – Compliance Week http://t.co/flFRa5qP #

Mark Cuban Faces SEC Deposition Today in Insider Trading Probe – Businessweek http://t.co/fFQOZOeH #

Feb. 29 Webcast: Recent Developments in FCPA and International Anti-Corruption Enforcement… http://t.co/cvLpOdV8 #

Stanford Trial Drags Former Proskauer, Chadbourne Partner Back into Spotlight http://t.co/6hns2J7q #

Ban on Insider Trading by Congress Passes House   — CNBC http://t.co/AMbeaoom #

Diamond Foods Announces Audit Committee Investigation Findings http://t.co/LoL7YY0R #

Prosecutors: Gupta wasn’t Rajaratnam’s only insider – Bloomberg http://t.co/LKYyc0vR #

SEC's Hawke warns the young on insider trading | Reuters http://t.co/LLUPyifx #

Securities Docket News Wire for 2012-02-09 http://t.co/V8W0GvEd #

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Stressed-Out Compliance Officers May Soon Feel Even More Heat From SEC – Compliance Week http://t.co/OoaA0SUC #

STOCK Act: Insider Trading Ban May Muzzle Whistleblowers http://t.co/0pUpdnV2 #

Preet Bharara’s toothless bite of Wall Street – http://t.co/NSuJzv0m http://t.co/DWncoDcm #

House GOP offers its own insider trading bill – BusinessWeek http://t.co/pCZJ1Ug8 #

SDNY’s Christopher Garcia Joining Weil, Gotshal in New York http://t.co/F4Py1NZS #

STOCK Act heads for House vote – CBS News http://t.co/2XSoeMCE #

Securities Docket News Wire for 2012-02-08 http://t.co/ZWADNGR7 #

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February 21 Webcast: The FCPA Compliance Defense — Yes or No? http://t.co/eS73m8mm #

Federal Judge Joins Former Partners to Launch New Litigation Boutique – Business Wire – Wire… http://t.co/O5L2l8rI #

Will the SEC’s Requiring Settling Parties to Admit Wrongdoing Increase the Number of Trials… http://t.co/5Wbs50Wm #

Hong Kong Regulator Says It Should Be Able to Redress Investors – Businessweek http://t.co/NDxlG317 #

BofA investor lawsuit wins class-action status | Reuters http://t.co/9o42hyLw #

Ban could make hedge funds lobbyists – NewsTimes http://t.co/UdvF0zei #

Securities Docket News Wire for 2012-02-07 http://t.co/XYSLlzSv #

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UK looks to bridge regulatory divide with US — Financial Times http://t.co/0M8OYQo1 #

SEC Charges Smith http://t.co/xiGKmFGD #

Prosecutor Preet Bharara in His Own Words: Battling ‘a Creeping Culture of Corruption’ — http://t.co/ZsJlXs4Y http://t.co/G383cmKc #

SEC Appoints PCAOB New Member; Aguilar Dissents – Compliance Week http://t.co/GtnzESez #

Securities Docket News Wire for 2012-02-06 http://t.co/cLNVruYD #

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SEC targets compliance – InvestmentNews http://t.co/r0jgCO4g #

Why three senators said no to an insider trading ban in Congress – The Term Sheet http://t.co/SdbqN8RU #

• Stanford had secret fund for bribes, yacht-witness — Reutershttp://t.co/b2ZN0y6j #
• Carlyle Drops Class-Action Lawsuit Ban as Opposition Mounts – Businessweek http://t.co/ts86SkrO #
• 2011 Asset Management Year in Review: Select SEC Enf. Cases and Developments Regarding Inv. Advisers and Inv. Cos.http://t.co/7LSuf1tH #

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Why three senators said no to an insider trading ban in Congress – The Term Sheet http://t.co/SdbqN8RU #

Stanford had secret fund for bribes, yacht-witness — Reuters http://t.co/b2ZN0y6j #

Carlyle Drops Class-Action Lawsuit Ban as Opposition Mounts – Businessweek http://t.co/ts86SkrO #

2011 Asset Management Year in Review: Select SEC Enf. Cases and Developments Regarding Inv. Advisers and Inv. Cos. http://t.co/7LSuf1tH #

Securities Docket News Wire for 2012-02-04 http://t.co/BYb1wonj #

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Why three senators said no to an insider trading ban in Congress – The Term Sheet http://t.co/SdbqN8RU #

Senate Passes STOCK Act, House Will Consider Bill Next Week – Compliance Week http://t.co/l9p5KMM5 #

Securities Docket News Wire for 2012-02-03 http://t.co/nkMmCXKG #

U.S. regulators step up hedge fund investigations http://t.co/DeAud7tt #

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MF Global risk officer says ousted after warnings–Reuters http://t.co/sWUUDd2o #

DOJ’s Hank Walther Joins Jones Day in Washington, DC http://t.co/j8GzGD1P #

R. Allen Stanford’s money man knew it was fraud – http://t.co/RBq8AHPc http://t.co/0cTzrxe9 #

Top Stanford associate tells of inaccurate financial reports http://t.co/WfYk8sLC #

Insider Trading Goes Mainstream: Preet Bharara Makes Cover of Time Magazine – Compliance Week http://t.co/mymu3CFW #

What everyone missed in Facebook’s IPO filing–On the Case http://t.co/tva4K6Te #

SEC Charges Former Credit Suisse Investment Bankers in Subprime Bond Pricing Scheme http://t.co/LbsSi8Kq #

Stanford financial data were buried in external hard drive called ‘The Football’ – http://t.co/RBq8AHPc http://t.co/6yiJBDOS #

SEC enforcement actions heat up in January–Business Law Currents http://t.co/3ol5TuMe #

STOCK Act bogged down by congressional lard – http://t.co/mVtsGl1S http://t.co/l5vZydJi #

Jones Day and Covington recruit for London white collar crime teams http://t.co/JqmE86dE #

Koss pact with SEC to win judge OK despite concern–Reuters http://t.co/3qmmFRon #

Exclusive: Hacked companies still not telling investors | Reuters http://t.co/BcA9AwbV #

Securities Docket News Wire for 2012-02-02 http://t.co/ZYKwoTcy #

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Neil Eggleston Joins Kirkland & Ellis in Washington, DC http://t.co/1Z07sHyb #

First-Ever Sports Betting Hedge Fund Craps Out – Compliance Week http://t.co/YeWzacO9 #

FCPA Third Parties SEC Compliance — CFO Magazine http://t.co/TX6auuVA #

Filings of Securities Class Actions in Canada Reach New High http://t.co/tMd5GfUq #

Former Prosecutors Rita Glavin and Michael Considine Join Seward & Kissel in New York http://t.co/xrE8TSjj #

Securities Docket News Wire for 2012-02-01 http://t.co/eJfoGRQA #

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