‘Enforcement 40′ for 2017
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Former FBI Chief of Staff Zack Harmon Returns to King & Spalding – King & Spalding
King & Spalding today announced that Zack Harmon has returned as a partner in the firm’s Special Matters and Government Investigations team, following his most recent role as Chief of Staff of the Federal Bureau of Investigation (FBI). Harmon will be based in the firm’s office in Washington, D.C. via Former FBI Chief of Staff […]
Former Senior SEC Lawyer John Berry Joins Munger, Tolles & Olson
Munger, Tolles & Olson announced on Sept. 10, 2019 the addition of John W. Berry, a former U.S. Securities and Exchange Commission senior official, as a partner in its Los Angeles office. Mr. Berry, who served as associate regional director for the agency’s Los Angeles office, will join the firm on Sept. 16, 2019. via […]
Nasdaq taps veteran in-house counsel for top legal role – Reuters
Veteran Nasdaq in-house counsel John Zecca will take the reins of the legal department as chief legal officer and executive vice president on Oct. 1 while current CLO Ed Knight becomes vice chairman, according to a statement on Thursday from the New York-based financial services corporation. via Nasdaq taps veteran in-house counsel for top legal […]
Cooley Boosts White Collar Practice in London | Financial Post
Tom Epps has joined Cooley as a partner in the London office, marking the latest key addition to the firm’s white collar group. He arrives from Brown Rudnick, where he was a partner for six years. via Cooley Boosts White Collar Practice in London | Financial Post.
Veteran SEC Lawyer to Head Enforcement in SF Regional Office | The Recorder
Winkler, whose resume includes work as an associate on both the plaintiffs’ and defense side of the private securities bar, succeeds former office enforcement chief Erin Schneider, who was tapped to lead the San Francisco SEC office as regional director in May. Winkler has served the office as assistant regional director since 2015. Cases that Winkler […]
SEC Names Monique Winkler as Associate Regional Director in San Francisco Office
The Securities and Exchange Commission today announced that Monique C. Winkler has been named Associate Regional Director for enforcement in the San Francisco Regional Office. Ms. Winkler succeeds Erin E. Schneider, who became Regional Director of the SEC’s San Francisco office in May 2019. Ms. Winkler began working at the SEC’s Division of Enforcement as […]
Robert Khuzami, Prosecutor in Michael Cohen Case, Joins Guggenheim Partners – The New York Times
Robert S. Khuzami, the federal prosecutor in Manhattan who supervised the criminal case against President Trump’s former lawyer, is returning to the private sector as the top lawyer at Guggenheim Partners, the firm said on Tuesday. Mr. Khuzami will be a managing partner at Guggenheim, which said in its announcement of his hiring that he […]
FINRA EVP Of Office Of Fraud Detection And Market Intelligence Cameron Funkhouser Announces Retirement
FINRA today announced the retirement of Executive Vice President Cam Funkhouser after more than 35 years of service at the organization. Funkhouser has led FINRA’s Office of Fraud Detection and Market Intelligence (OFDMI) – including the Insider Trading and Fraud Surveillance units, FINRA’s Complaint Center and FINRA’s Whistleblower program – since its creation 10 years […]
Davis Polk Welcomes SEC Enforcement Partner Robert Cohen in Washington | News | Davis Polk & Wardwell LLP
Davis Polk today announced that Robert Cohen will join the firm as a partner in the Litigation Department in Washington DC. Mr. Cohen will be a member of the firm’s White Collar Criminal Defense and Government Investigations Group, where he will focus on representing companies and boards in regulatory matters and internal investigations. He joins […]
After 36 years at Richards, Layton & Finger, Greg Varallo makes a move – DBT
It’s never too late for a second act. Gregory Varallo, an attorney with Richards, Layton & Finger for nearly four decades, has made a late-career leap into a new firm. His three-year term as president of RLF, which is Delaware’s largest law firm, ended June 30. Now he’s taking over the Wilmington office of investor-side […]