Browse: Home /
Regulation
By Amanda Harding on April 21, 2010, 3:55 pm
Bill would retroactively apply to Madoff victims.
Posted in Regulation | Tagged Madoff
By Amanda Harding on April 21, 2010, 3:34 pm
Google will make financial disclosures exclusively on this “recognized channel.”
Posted in Regulation | Tagged Regulation, Regulation FD
By Amanda Harding on April 2, 2010, 10:35 am
The agency may require detailed findings in settlement agreements.
Posted in Regulation, SEC | Tagged Regulation, Regulators
By Amanda Harding on April 1, 2010, 12:55 am
Upcoming case will test boundaries of the SEC’s jurisdiction in CDS markets.
Posted in Regulation, SEC | Tagged CDS, Insider Trading
By Securities Docket on March 15, 2010, 4:11 pm
Sen. Dodd announces his new bill on Capitol Hill.
Posted in Industry, Regulation | Tagged Legislation, US Congress
By Amanda Harding on March 2, 2010, 5:18 pm
ASc settles insider trading case with former operations manager for Alberta Clipper Energy.
Posted in Global, Regulation | Tagged Canada, Insider Trading, Settlements
By Amanda Harding on March 2, 2010, 5:12 pm
Lanny Breuer speaks on undercover operations in white collar crime enforcement.
Posted in Criminal, Regulation | Tagged Investigations, Undercover
By Securities Docket on February 19, 2010, 12:17 pm
Former UBS executive agrees to settle NY AG’s insider trading probe for $2.75 million.
Posted in Criminal, Regulation | Tagged Insider Trading, Prosecutors, Settlements
By Amanda Harding on February 18, 2010, 2:56 pm
New NERA study breaks down Canadian securities class actions in 2009.
Posted in Global, Regulation | Tagged Canada, Class Actions, Reports
By Amanda Harding on February 10, 2010, 4:08 pm
BAE settlement highlights differences in how UK and US deal with corruption.
Posted in Global, Regulation | Tagged Regulators, UK