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SEC Cautions Credit Agencies on Deceptive Conduct
SEC issues report under Section 21(a) of the ’34 Act directed at credit rating agencies.
SEC’s Christopher Conte Joining Steptoe & Johnson in Washington, D.C.
Associate Director in SEC’s Division of Enforcement joining Steptoe in D.C.
Help Wanted: Chief Counsel, SEC’s Division of Enf.
Candidates may apply for Chief Counsel position until September 15.
SEC Says Sales of Derma Wand Not Quite As Advertised
Defendants allegedly recognized revenue before the Home Shopping Network had actually sold or delivered the product to viewers.
Changes in Securities Enforcement Thanks to Dodd-Frank
Landmark legislation brings sweeping changes to securities enforcement landscape.
Does Dodd-Frank Exempt the SEC From Most FOIA Requests?
Under-the-radar provision protects information obtained through or derived from SEC examinations.
Details on Goldman’s $550 Million Settlement
$250 million will be returned to investors through a Fair Fund distribution.
SEC Sues Trident Microsystems and Execs for Options Backdating
SEC files settled action against Trident Microsystems and executives for options backdating over 13-year period.
SEC v. Rorech: Agency Swaps Defeat for Progress in Its Derivative Enforcement Program
SEC loses battle against defendants but gains a crucial jurisdictional victory in derivatives area.
SEC Charges Snamprogetti and ENI in Latest Piece of Nigerian Bribery Scheme
Snamprogetti and ENI will jointly pay $125 million to settle SEC case, and Snamprogetti will pay an additional $240 million to settle with DOJ.