Jan. 27 Webcast Archive/Materials
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“It could become a full-employment act for lobbying firms that do political intelligence.”
SEC alleges Smith & Nephew PLC paid bribes to public doctors to purchase Smith & Nephew products.
SEC appoints Jeanette Franzel as a member of the Public Company Accounting Oversight Board, over one dissenting vote.
Carlyle Group LP abandons plan to ban shareholders from filing class action lawsuits.
Republican Sens. Richard Burr (N.C.), Tom Coburn (Okla.) and Democratic Sen. Jeff Bingaman (N.M.) vote against STOCK Act.
After 96-3 vote in Senate, House is expected to consider the Senate-passed STOCK Act next week.
Facebook S-1 discloses SEC inquiry into secondary transactions involving the sale of company securities.
SEC charges investment bankers at Credit Suisse Group with scheme to overstate the prices of $3 billion in subprime bonds.
January 2012 a busy month for SEC enforcement.