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Securities Suit Filed Against JP Morgan Chase Over Massive Trading Losses
Shareholders file suit in wake of JP Morgan’s $2 billion trading loss.
Australia: ASIC sees surge in insider trading cases
In last three years, ASIC has recorded 11 convictions for insider trading, with another seven cases still undecided.
Web Watch: Best of the Week Ending May 11
The week’s most interesting columns and blog posts from around the web.
SEC Escalates Battle With D&T Shanghai Over Documents, Brings 102(e) Charges
SEC brings unprecedented enforcement action against foreign audit firm under Section 106 of SOX.
Regulator Predicts U.S. Will Soon Take Part in Chinese Inspections of Auditors
PCAOB chairman expects agency will soon be able to sit in on Chinese inspections of auditors.
Australia: Centro Securities Class Action Settles for Record $200 Million
$200 million settlement to include significant payment from auditor PwC.
Japan’s Leaky Markets Are Governance Washout
Promised crackdown on market abuse in Japan falling short.
SEC Orders Probe Of Watchdog Office
SEC orders independent inquiry into allegations of sexual misconduct by staff of its Office of the Inspector General.
Memo To: Public Co. Employees About to Engage in Insider Trading; Re: Your Future (or Lack Thereof)
Learn it. Know it. Live it.
Daniel Nathan Joins Morrison & Foerster in Washington, D.C.
Former SEC and FINRA official joins MoFo in Washington, D.C.