Securities DocketVideo http://www.securitiesdocket.com Sat, 11 Feb 2012 13:55:00 +0000 en hourly 1 http://wordpress.org/?v=3.0 CNBC Video: Former Enron CEO Verdict Partially Overturned http://www.securitiesdocket.com/2010/06/25/cnbc-video-former-enron-ceo-verdict-partially-overturned/ http://www.securitiesdocket.com/2010/06/25/cnbc-video-former-enron-ceo-verdict-partially-overturned/#comments Fri, 25 Jun 2010 18:20:30 +0000 Securities Docket http://www.securitiesdocket.com/?p=19531 CNBC’s Scott Cohn reports on the Supreme Court holding on “honest services” that has partially overturned a verdict that landed former Enron CEO Jeffrey Skilling in jail.

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]]> http://www.securitiesdocket.com/2010/06/25/cnbc-video-former-enron-ceo-verdict-partially-overturned/feed/ 0 Newsy Video: In Prison, Ponzi Schemer Bernie Madoff Seen as Hero http://www.securitiesdocket.com/2010/06/10/newsy-video-in-prison-ponzi-schemer-bernie-madoff-seen-as-hero/ http://www.securitiesdocket.com/2010/06/10/newsy-video-in-prison-ponzi-schemer-bernie-madoff-seen-as-hero/#comments Thu, 10 Jun 2010 20:24:02 +0000 Securities Docket http://www.securitiesdocket.com/?p=19220 In this video, Newsy breaks down numerous recent reports about how Bernard Madoff is adjusting to, and behaving in, prison.

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]]> http://www.securitiesdocket.com/2010/06/10/newsy-video-in-prison-ponzi-schemer-bernie-madoff-seen-as-hero/feed/ 0 CNBC Video: “Bernie Madoff, Free at Last” http://www.securitiesdocket.com/2010/06/07/cnbc-video-bernie-madoff-free-at-last/ http://www.securitiesdocket.com/2010/06/07/cnbc-video-bernie-madoff-free-at-last/#comments Mon, 07 Jun 2010 13:09:03 +0000 Securities Docket http://www.securitiesdocket.com/?p=19113 CNBC speaks with Steve Fishman, New York Magazine contributing editor, about his new column on Bernard Madoff’s smooth adjustment to life in prison.

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]]> http://www.securitiesdocket.com/2010/06/07/cnbc-video-bernie-madoff-free-at-last/feed/ 0 MSNBC Video: Goldman’s Tourre “Categorically Denies SEC’s Allegations” http://www.securitiesdocket.com/2010/04/27/msnbc-video-goldmans-tourre-categorically-denies-secs-allegations/ http://www.securitiesdocket.com/2010/04/27/msnbc-video-goldmans-tourre-categorically-denies-secs-allegations/#comments Wed, 28 Apr 2010 02:41:13 +0000 Securities Docket http://www.securitiesdocket.com/?p=18530 In his prepared testimony before Congress today, Goldman Sachs executive Fabrice Tourre stated that he did not mislead investors and “categorically denies the SEC’s allegations.”

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]]> http://www.securitiesdocket.com/2010/04/27/msnbc-video-goldmans-tourre-categorically-denies-secs-allegations/feed/ 0 Video from National Press Club Event: ‘SEC Enforcement–Past, Present and Future’ http://www.securitiesdocket.com/2010/04/20/video-from-national-press-club-event-sec-enforcement-past-present-and-future/ http://www.securitiesdocket.com/2010/04/20/video-from-national-press-club-event-sec-enforcement-past-present-and-future/#comments Tue, 20 Apr 2010 09:22:30 +0000 Securities Docket http://www.securitiesdocket.com/?p=18330 Yesterday, April 19, Securities Docket hosted an extraordinary live panel discussion featuring four current and former top officials of the U.S. Securities and Exchange Commission:

  • The Honorable Stanley Sporkin of the Gavel Consulting Group; former judge on the U.S. District Court for the District of Columbia (1985-2000) and former Director of the SEC’s Division of Enforcement (1974-1981)
  • Thomas Sporkin, Chief, SEC Enforcement’s Office of Market Intelligence
  • George Curtis, partner at Gibson, Dunn & Crutcher; former Regional and Deputy Director of the SEC’s Division of Enforcement (2006-2009)
  • John Reed Stark, Managing Director, Stroz Friedberg; former founder and Chief, SEC Enforcement’s Office of Internet Enforcement (1998-2009)

A video recording of this live event, which included a detailed discussion of the SEC’s lawsuit against Goldman Sachs filed on Friday, is available below.

SEC Enforcement: Past, Present and Future from Securities Docket on Vimeo.

]]> http://www.securitiesdocket.com/2010/04/20/video-from-national-press-club-event-sec-enforcement-past-present-and-future/feed/ 0 CNBC Video: Casting HBO’s Version of ‘Too Big to Fail’ http://www.securitiesdocket.com/2010/04/07/cnbc-video-casting-hbos-version-of-too-big-to-fail/ http://www.securitiesdocket.com/2010/04/07/cnbc-video-casting-hbos-version-of-too-big-to-fail/#comments Wed, 07 Apr 2010 21:10:47 +0000 Securities Docket http://www.securitiesdocket.com/?p=18106 CNBC reports that HBO has bought the rights to Andrew Ross Sorkin’s ‘Too Big to Fail, and they sit down with Sorkin in this video to speculate on who should play the various Wall Street players.

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]]> http://www.securitiesdocket.com/2010/04/07/cnbc-video-casting-hbos-version-of-too-big-to-fail/feed/ 0 Daily Show Video: Harry Markopolos Sits Down With Jon Stewart http://www.securitiesdocket.com/2010/03/09/daily-show-video-harry-markopolos-sits-down-with-jon-stewart/ http://www.securitiesdocket.com/2010/03/09/daily-show-video-harry-markopolos-sits-down-with-jon-stewart/#comments Tue, 09 Mar 2010 16:15:37 +0000 Securities Docket http://www.securitiesdocket.com/?p=17352 In this video, The Daily Show’s Jon Stewart interviews Harry Markopolos about his new book and his unsuccessful efforts to blow the whistle on Bernie Madoff.

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]]> http://www.securitiesdocket.com/2010/03/09/daily-show-video-harry-markopolos-sits-down-with-jon-stewart/feed/ 3 CNBC Video: All in the Madoff Family? http://www.securitiesdocket.com/2010/02/16/cnbc-video-all-in-the-madoff-family/ http://www.securitiesdocket.com/2010/02/16/cnbc-video-all-in-the-madoff-family/#comments Tue, 16 Feb 2010 20:54:54 +0000 Securities Docket http://www.securitiesdocket.com/?p=16639 CNBC’s Scott Cohn reports on the various criminal and civil proceedings now stacking up against Bernie Madoff’s family members.

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]]> http://www.securitiesdocket.com/2010/02/16/cnbc-video-all-in-the-madoff-family/feed/ 0 WSJ Video: BofA Chiefs Charged With Securities Fraud http://www.securitiesdocket.com/2010/02/04/wsj-video-bofa-chiefs-charged-with-securities-fraud/ http://www.securitiesdocket.com/2010/02/04/wsj-video-bofa-chiefs-charged-with-securities-fraud/#comments Thu, 04 Feb 2010 21:08:18 +0000 Securities Docket http://www.securitiesdocket.com/?p=15950 The WSJ’s News Hub reports in this video on civil securities fraud charges filed today by NY Attorney General Andrew Cuomo against former Bank of America CEO Kenneth Lewis and former CFO Joseph Price over their handling of the Merrill Lynch acquisition. Cuomo alleges that BofA failed to disclose astronomical losses piling up at Merrill to shareholders prior to the vote on the acquisition.

]]> http://www.securitiesdocket.com/2010/02/04/wsj-video-bofa-chiefs-charged-with-securities-fraud/feed/ 0 Video: Plaintiffs’ Counsel in IMAX Case Discusses Landmark Rulings http://www.securitiesdocket.com/2009/12/18/video-plaintiffs-counsel-in-imax-case-discusses-landmark-rulings/ http://www.securitiesdocket.com/2009/12/18/video-plaintiffs-counsel-in-imax-case-discusses-landmark-rulings/#comments Fri, 18 Dec 2009 22:40:22 +0000 Securities Docket http://www.securitiesdocket.com/?p=14202 lascaris_dimitri124As previously discussed here, on Monday the Ontario Superior Court issued a landmark ruling in the securities class action against IMAX Corp., certifying the first securities class action in Canada involving secondary market disclosures such as press releases. The ruling was also significant because the court certified a global class, meaning that the Canadian lawsuit will affect investors from other countries.

One of the lead lawyers for the plaintiffs in the case, Dimitri Lascaris (pictured) joined me today for a video interview to discuss his work on the IMAX case, and the many novel issues the case has raised for investors worldwide. The video is available in this post on my Enforcement Action blog over at Compliance Week.

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