Comments for Securities Docket

Comment on January 12 Webcast: Effective Insider Trading Policies for Public Companies and Regulated Entities by Archived Version and Materials for Jan. 12 Webcast: Effective Insider Trading Policies for Public Companies and Regulated Entities

Wed, 18 Jan 2012 14:33:01 +0000

[...] archived version of the Jan. 12, 2012 webcast (“Effective Insider Trading Policies for Public Companies and Regulated Entities“) is now available [...]

Comment on Please Attend Our Jan. 6 Webcast: The 2008 Year in Review by re: The Auditors » Blog Archive » Change – Brother, Do You Have The Stomach For It?

Sun, 08 Jan 2012 18:04:22 +0000

[...] the most important developments in securities litigation in 2008, and take a look ahead to 2009. Go here to learn more and to register. This free webcast is scheduled for 2 pm Eastern, is the first of [...]

Comment on The Importance of a Strong Insider-Trading Compliance Program by SEC Targets Insider Trading Compliance Failures | Cady Bar the Door

SEC Targets Insider Trading Compliance Failures | Cady Bar the Door — Tue, 03 Jan 2012 14:21:26 +0000

[...] area of intense focus for the SEC and the Justice Department. Bruce Carton at Securities Docket recently explained the virtues of an insider trading compliance program for publicly-traded companies. The case is [...]

Comment on Is the Judiciary about to Give the SEC a Backbone? by Ike Sam

Ike Sam — Thu, 22 Dec 2011 13:15:20 +0000

Bravo Rakoff. I’ve said for over 30 years that the SEC’s enforcement division is a sham. It should end the practice of letting defendants neither admit nor deny guilt. If the SEC only brings 10% as many cases a year and takes every one to trial, investors will be better off.

Comment on Bruce Carton by Time to Stop Congress From Trading on Inside Information

Time to Stop Congress From Trading on Inside Information — Mon, 19 Dec 2011 14:27:29 +0000

[...] by Bruce Carton [...]

Comment on Webcasts by re: The Auditors » Blog Archive » The Big 4 And Pending Litigation – Can They Fight The Law And Win?

Sun, 18 Dec 2011 16:06:24 +0000

[...] of the pending litigation against the Big 4. It’s not easy. As I mentioned in the webcast on January 6 for Securities Docket, there are a lot of of lawyers and legal oriented sites that track and summarize litigation, but [...]

Comment on Dec. 14 Webcast: SEC Enforcement-Key Developments in 2011 by Archived Version and Materials for Dec. 14 Webcast: SEC Enforcement-Key Developments in 2011

Fri, 16 Dec 2011 14:25:05 +0000

[...] archived version of the Dec. 14, 2011 Webcast (SEC Enforcement-Key Developments in 2011) is now available [...]

Comment on Dec. 8 Webcast–Math for Lawyers: Valuation Theory and Practice 101 by Archived Version and Materials for Dec. 8 Webcast: Math for Lawyers–Valuation Theory and Practice 101

Fri, 16 Dec 2011 14:14:27 +0000

[...] archived version of the December 8, 2011 webcast (“Math for Lawyers–Valuation Theory and Practice 101”) is now available [...]

Comment on January 10 Webcast: Investigating Accounting Misconduct by Willie Lindsey

Willie Lindsey — Wed, 14 Dec 2011 17:23:29 +0000

I am looking forward to a great presentation.

Comment on The curious Mr. Kotz and the SEC by Tom Cafferty

Tom Cafferty — Sun, 11 Dec 2011 14:36:44 +0000

Kotz should be commended for identifying $550MM wasteful Constitution Center Lease.detractors have Agendas or are paid fees to criticize IG