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Business Roundtable Files Brief in Support of SEC in ‘Neither Admit Nor Deny’ Battle – Compliance Week
Business Roundtable files amicus brief supporting the SEC’s settlement policy.
Merrill Lynch Wins Appeal of Auction-Rate Securities Case
Second Circuit affirms dismissal of investor suit over auction-rate securities.
What is the SEC’s strategy for dealing with the Janus decision?
SEC looks to have additional courts of appeals have a crack at the Kelly issue.
Ex-E&Y partner’s insider trading conviction upheld
Second Circuit concludes jury charge was “legally sufficient.”
Madoff Victims Seek Appeals Court Rehearing on Fictional Profit Recoveries
Madoff investors seek rehearing after appeals court rules liquidator of Madoff’s firm can ignore fictitious profits when calculating losses.
Wall Street finds relief in court from SEC rules
Appeals court finds SEC did not adequately analyze economic consequences.
Supreme Court Grants Cert in Yet Another Securities Case
Court grants cert. in case related to so-called “short swing profits.”
![ICE Loses ‘Victim’ Claim In Eleventh Circuit [FCPA]](http://www.securitiesdocket.com/wp-content/uploads/2011/04/FCPAletters.png)
ICE Loses ‘Victim’ Claim In Eleventh Circuit [FCPA]
Appeals court affirms denial of victim status to a Costa Rican state-owned utility.
Australia: Kizon, Mansfield face insider trading retrial
Appeals court sets aside acquittals handed down in March last year.
US top court rules for Janus in securities case
Supreme Court holds Janus Capital and subsidiary cannot be held liable in a lawsuit by shareholders over allegedly false statements in prospectuses for Janus mutual funds.