Feb. 21 Webcast Materials
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Now On Securities Docket
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Join the Securities Litigation and Enforcement Group on LinkedInNew SEC proposal would allow agency to easily bypass the federal courts in settlements.
SEC defendant succeeds in getting AP dismissed.
Agency may still proceed with case in federal court.
Judge Rakoff rules Gupta being treated differently than other defendants, with no explanation why.
Director of NYRO says administrative courts are an appealing forum to bring cases.
Judge Rakoff concerned Dodd-Frank puts more adjudication into hands of SEC administrative judges.
Former Goldman board member says his case against SEC should be heard by federal court.