asset management

SEC Set to Deliver “Trouble with a Capital T”

SEC Set to Deliver “Trouble with a Capital T”

By Securities Docket on March 30, 2011, 9:03 pm

Asset Management unit expected to bring “stepped up, serious enforcement.”

Posted in SEC | Tagged asset management | Leave a response

April 5 Webcast: The SEC’s Asset Management Unit and Strategies for Avoiding Trouble in 2011 and Beyond

April 5 Webcast: The SEC’s Asset Management Unit and Strategies for Avoiding Trouble in 2011 and Beyond

By Securities Docket on March 24, 2011, 2:23 pm

Please join Bruce Karpati, John Reed Stark and Bradley J. Bondi for this free webcast.

Posted in SD Insider | Tagged asset management, Webcasts | Leave a response

April 5 Webcast: The SEC’s Asset Management Unit and Strategies for Avoiding Trouble in 2011 and Beyond

April 5 Webcast: The SEC’s Asset Management Unit and Strategies for Avoiding Trouble in 2011 and Beyond

By Securities Docket on March 15, 2011, 2:11 pm

Please join Bruce Karpati, John Reed Stark and Bradley J. Bondi for this free webcast.

Posted in SD Insider | Tagged asset management, Webcasts | Leave a response