By Securities Docket on July 9, 2010, 12:26 pm
Prosecution follows RMCP’s creation of specialized anti-corruption unit.
Posted in Global | Tagged Anti-corruption, Canada
By Amanda Harding on March 2, 2010, 5:18 pm
ASc settles insider trading case with former operations manager for Alberta Clipper Energy.
Posted in Global, Regulation | Tagged Canada, Insider Trading, Settlements
By Amanda Harding on February 18, 2010, 2:56 pm
New NERA study breaks down Canadian securities class actions in 2009.
Posted in Global, Regulation | Tagged Canada, Class Actions, Reports
By Securities Docket on February 12, 2010, 2:10 pm
Former Livent executives Grabinsky and Gottlieb are granted bail extensions pending their appeals.
Posted in Criminal, Global | Tagged Accounting, Bail, Canada, Financial Fraud
By Amanda Harding on February 10, 2010, 3:44 pm
Alberta Securities Commission settles insider trading case against former easyhome Ltd. finance director.
Posted in Global | Tagged Canada, Insider Trading, Settlements
By Amanda Harding on February 3, 2010, 3:14 pm
The Canadian Securities Adminstrators collected over $250 million in fines in 2009.
Posted in Global | Tagged Canada, Regulators, Settlements
By Securities Docket on January 29, 2010, 7:08 am
Study finds 2009 filings in Canada remained above historical average filings.
Posted in Global | Tagged Canada, Class Actions, Research
By Securities Docket on January 26, 2010, 7:26 am
Madoff trustee Irvin Picard hires Canadian counsel to pursue assets.
Posted in Global | Tagged Canada, Financial Fraud, Investigations, Lawyers, Madoff
By Amanda Harding on January 13, 2010, 4:30 pm
Madoff trustee identifies assets in Canada, seeks Canadian legal counsel.
Posted in Criminal | Tagged Canada, Madoff
By Securities Docket on January 7, 2010, 1:59 pm
Lawyer had previously pleaded guilty to scheme involving “spelunking” through law firms for information.
Posted in Global | Tagged Canada, Insider Trading