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Live from ‘Compliance Week 2010′–Day 2
Securities Docket editor Bruce Carton reports in here from Day 2 of the CW 2010.
Live From ‘Compliance Week 2010′
Securities Docket editor Bruce Carton reports in here from CW 2010.
Key Takeaways from “Compliance Week 2009″
I am back from three days spent in Washington, D.C. for Compliance Week 2009, that publication’s annual conference dedicated to corporate financial, legal, risk, audit and compliance executives at public companies. I have been at the conference twice before, but I believe this year’s was the best to date, for many reasons. Full details on [...]
Live From Compliance Week 2009
Securities Docket’s Bruce Carton is at Compliance Week 2009 today in Washington, D.C. Compliance Week 2009 is that publication’s annual conference. Follow his comments and those of others attending the conference here.
Atkins: Schapiro Wrong About Enforcement Penalty Pilot Program
On Friday of last week, Mary Schapiro announced with some degree of fanfare that to improve its enforcement efforts, the SEC was terminating a “pilot program” that required staff members to receive approval from the commissioners of the SEC before negotiating penalties. Yesterday, however, former SEC Commissioner Paul Atkins (pictured) stated that Schapiro is “wrong” [...]
Live From New York, It’s LegalTech 2009!
Securities Docket is in New York for LegalTech 2009, and will be providing updates from the conference here. Stay tuned…. 2:55 pm My goodness, the wifi now works in one of the ballrooms. Twitter session about to begin…. Will be live-blogging this on Twitter here: http://twitter.com/brucecarton 2:05 pm My plan to live-blog the highlights of [...]