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SEC drops supervisor case against ex-general counsel | Reuters
Agency drops controversial action against former general counsel of Ferris Baker Watts.
Justice Dept Suffers Another FCPA Setback
Court grants John O’Shea’s motion to dismiss 12 FCPA counts and one conspiracy count against him.
SEC loses insider trading case against Spanish trader
SEC case based primarily on suspicious trades is dismissed.
Judge Dismisses Securities Class Action Against Washington Post Co.
Court grants motion to dismiss arguing no allegations of deliberate fraud on part of Post Co.
Spanish trader wins dismissal of SEC’s Potash case
Court finds speculation as to source of information “does not raise a material issue of fact for consideration by a jury.”
Lindsey Manufacturing Bribery Case Tentatively Dismissed
Court cites government misconduct including false information to get a search warrant and incorrect testimony to grand jury.
Merrill Lynch Wins Appeal of Auction-Rate Securities Case
Second Circuit affirms dismissal of investor suit over auction-rate securities.
SEC v. Gupta, Redux
Was Gupta wise to obtain a dismissal of the SEC’s original administrative proceeding?
Two State Street executives cleared of SEC charges of misleading investors
ALJ finds two executives were unaware of the vulnerability of the subprime securities when they made disclosures.
Securities Suit Against U.S.-Listed Chinese Company Dismissed
Dismissal of China North East Petroleum Holdings securities class action may be first among U.S.-listed Chinese companies.