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UK looks to bridge regulatory divide with US — Financial Times
Three recent enforcement cases show differences in US and UK regulation.
British Regulator Fines Einhorn in Insider Trading Case
FSA fines David Einhorn and Greenlight Capital $11 million in insider trading matter.
FSA’s Sants compares notes with SEC’s Schapiro
Hector Sants meets up with Mary Schapiro to discuss topics such as cross-border enforcement cases, regulatory reform.
KPMG picked to lead UBS probe
FSA selects KPMG to lead independent investigation into trading scandal at UBS.
UK regulator FSA’s head of markets Justham resigns
FSA’s director of markets will depart next month.
UK: FSA urged to increase pay
Consultant states FSA needs to boost salaries by 50 per cent to attract and retain capable staff.
UK: FSA expects big-name enforcement actions
FSA expects to bring cases that will have “significant impact.”
U.K. Insider-Trading Probes to Target ‘Bigger Fry,’ FSA’s McDermott Says
FSA “determined to take insider dealing enforcement right into the heart of the city.”