By Securities Docket on July 2, 2010, 3:54 pm
No, not that drunken London oil trader banned by the FSA. The other one.
Posted in Global, Top | Tagged FSA
By Securities Docket on June 22, 2010, 12:29 pm
Ex-trader also agreed to cooperate with FSA’s ongoing investigation.
Posted in Global, Top | Tagged FSA, Insider Trading, UK
By Securities Docket on May 11, 2010, 10:26 pm
Deal will give macro-prudential control to Bank of England but may spare FSA.
Posted in Global | Tagged FSA, UK
By Securities Docket on April 13, 2010, 10:19 pm
With an election and its own possible extinction coming in May, FSA enforcement efforts reach new heights.
Posted in Global, SD Insider | Tagged FSA, UK
By Securities Docket on March 23, 2010, 11:01 am
FSA sends 143 people to 16 locations in massive swoop.
Posted in Global | Tagged FSA, Insider Trading, UK
By Securities Docket on March 19, 2010, 1:13 pm
“Light-touch” fading away as FSA proposes new rules on recording cell phone calls.
Posted in Global | Tagged FSA, UK
By Amanda Harding on March 18, 2010, 11:34 am
FSA boosting staff to provide more intensive supervision.
Posted in Global | Tagged FSA, Regulators, UK
By Amanda Harding on March 18, 2010, 11:28 am
FSA bans trader in matter connected to Littlewood insider trading case.
Posted in Global | Tagged FSA, Insider Trading, UK
By Securities Docket on March 10, 2010, 1:51 pm
London jury finds former Cazenove partner guilty.
Posted in Global | Tagged FSA, Insider Trading, Trials, UK
By Securities Docket on March 2, 2010, 6:25 am
Rules set minimum fine of 100,000 pounds for individuals involved in insider trading.
Posted in Global | Tagged FSA, Insider Trading, UK