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Australia: Equities Dealer Pleads Guilty to 25 Counts of Insider Trading
Equities dealer at Orion Asset Management pleads guilty to insider trading.
BAE Pleads Guilty, Will Pay $400 Million Fine
BAE pleads guilty to conspiracy to defraud and to making false statements.
Fourth Man Pleads Guilty to Impersonating FBI and SEC Officials in Bid to Help Ponzi Victims
California man pleads guilty to impersonating federal officer in attempt to recover Ponzi funds.
Ex-Intel Executive Pleads Guilty in Galleon Case
Rajiv Goel becomes tenth person to enter guilty plea in Galleon Group case.
‘Octopussy’ and Six Others Plead Not Guilty to Insider Trading
Zvi Goffer and 6 others plead not guilty to securities fraud charges in Galleon case.
Kurland Pleads Guilty, Will Not Cooperate in Galleon Case
Mark Kurland refuses to cooperate with prosecutors after pleading guilty to securities fraud.
Australia: Former GTG COO Pleads Guilty to Market Manipulation
Former Genetic Technologies COO pleads guilty to market manipulation in Australia.
Former Lazard Banker Pleads Guilty to Insider Trading
Banker pleads guilty to trading scheme that resulted in over $400,000 in profits.
American Italian Pasta Sues Former CEO to Recover $2 Million in Legal Fees
After former CEO’s guilty plea, company sues for $2 million in advanced legal fees.
Court Dismisses Felony Charges Against Former Broadcom Founder Despite Prior Guilty Plea
Judge Carney dismisses charges despite earlier guilty plea.