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Australia: Former GTG COO Pleads Guilty to Market Manipulation
Former Genetic Technologies COO pleads guilty to market manipulation in Australia.
Former Lazard Banker Pleads Guilty to Insider Trading
Banker pleads guilty to trading scheme that resulted in over $400,000 in profits.
American Italian Pasta Sues Former CEO to Recover $2 Million in Legal Fees
After former CEO’s guilty plea, company sues for $2 million in advanced legal fees.
Court Dismisses Felony Charges Against Former Broadcom Founder Despite Prior Guilty Plea
Judge Carney dismisses charges despite earlier guilty plea.
Madoff Auditor Friehling Pleads Guilty to Nine Counts
Madoff auditor pleads guilty, partially settles SEC case.
MSNBC Video: Madoff Auditor Friehling to Plead Guilty
Friehling agrees to plead guilty to seven criminal counts.
Stanford CFO Davis Pleads Guilty to Three Charges
Former Stanford Financial CFO James Davis pleads guilty to three felony charges.
FOX Business Video: New Developments in Stanford Case
FOX Business’ Adam Shapiro reports on multiple developments expected today in the Stanford Financial case.
DiPascali Agrees to “Tell All and Name Names” in Madoff Matter
Frank DiPascali, said to be Bernard Madoff’s right hand man in his Ponzi scheme, will “tell all and name names” pursuant to a plea agreement announced today in federal court. ABC News reports that DiPascali pleaded guilty to nine counts, and was then released after posting a $2.5 million dollar bond. His sentencing is scheduled [...]
Another Defendant Pleads Guilty in “Golden Goose” Insider Trading Case
Another defendant has pleaded guilty in the “Golden Goose” insider trading case. Frederick Bowers, a former salesman at Lehman Bros., pleaded guilty yesterday to federal charges that he traded on stock tips gleaned from the wife of his colleague, Matthew Devlin. Bloomberg reports that Bowers pleaded guilty to conspiracy and securities fraud and agreed to [...]