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SEC opens inquiry after former staffer joins Getco
SEC IG advises Sen. Grassley of inquiry into hire of senior official.
Critics, Media Tie ‘SEC Porn’ Report to Financial Crisis
Headlines, politicians tie SEC IG’s report on porn viewing to financial crisis.
Copy of Full SEC IG Report on SEC’s Response to Concerns Regarding Stanford’s Alleged Ponzi Scheme Available Here
Copy of IG report released today now available.
Report: Enforcement Official Steered SEC Away From Allied Capital
The SEC’s inspector general reports on the actions of former enforcement official.
SEC’s Dirty Laundry Report for April-Sept. 2009
IG’s office issues Semiannual Report to Congress on the SEC.
Madoff Report Exhibit List: Now in Usable Form!
A usable Madoff report exhibit list is now available on the IG’s website.
NBC Video: Madoff Mocks the SEC’s Incompetence
Madoff explains how regulators missed his scheme completely and discuses his relationship with SEC.
SEC’s IG Issues 21 Recommendations for Division of Enforcement
SEC concurs with recommendations and has begun to implement them.
SEC IG Kotz Responds to Rep. Kanjorski With Legislative Suggestions to Improve SEC
Congressman Paul E. Kanjorski, the Chairman of the House Financial Services Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises, released a letter today from the SEC’s Inspector General, H. David Kotz, in which the inspector general responds to Chairman Kanjorski’s requests for suggestions for modifying the federal securities laws based on the Madoff investigations. [...]
Report: Madoff and SEC IG Meet for Three Hours at Correctional Center
Bernard Madoff and SEC Inspector General reportedly met for three hours on Wednesday of this week, sources tell CNN. The meeting reportedly occurred at New York’s Metropolitan Correctional Center, where Madoff is awaiting sentencing on federal fraud charges. Kotz is investigating the SEC’s failure to take action in stopping the Madoff scheme. Asked about the [...]