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What everyone missed in Facebook’s IPO filing
Facebook S-1 discloses SEC inquiry into secondary transactions involving the sale of company securities.
FBI searches New York offices of ‘reverse merger’ player New York Global Group – NYPOST.com
FBI reportedly searches offices of New York Global Group, which has played a role in Chinese reverse mergers.
Must-Read: WSJ on ‘The FBI Agent Who Flips Insider-Trading Witnesses’ – Compliance Week
Meet David Makol, the FBI’s go-to guy for “flipping” suspects in insider trading investigations.
The SEC Conducts Polygraph Tests?
Article reports SEC asked to administer polygraph test to a person it was investigating for insider trading.
January 10 Webcast: Investigating Accounting Misconduct
Please join Kevin Stephens, John Geron, Bradley Bondi and Martin Seidel for this free webcast.
Falcone’s lawyer on hot seat with regulators
Scrutiny of hedge fund’s lawyer is unusual move by SEC.
If You Are an SEC Employee and You Are Not Being Investigated, Just Wait a Few Minutes
The vicious cycle of SEC employee investigations spins on.
Make it Stop: Inspector General Who Investigates SEC Investigators Will Now Himself Be Investigated
Perhaps the SEC could get more done if its people would stop investigating each other so much?
More Charges Expected in Insider Probe
Prosecutors pursuing charges against individuals at three prominent investment firms, including a large mutual-fund company.
Consolidated Audit Trail Will Revolutionize Insider Trading Enforcement
The inefficient process of “bluesheeting” may soon be a thing of the past.