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Consolidated Audit Trail Will Revolutionize Insider Trading Enforcement
The inefficient process of “bluesheeting” may soon be a thing of the past.
SEC Watchdog Clears Enforcement Chief in Citi Case
Report by SEC IG finds Enforcement Director did not provide any special favors in Citigroup probe.
SEC Needs Resources to Police Algorithmic Trading, Khuzami Says
Enforcement director says SEC needs additional tools to adequately police high-frequency and algorithmic trading.
US prosecutors target accounting fraud
U.S. Attorney for SDNY says his office has several accounting fraud investigations underway.
Seven SEC employees disciplined on failure to stop Madoff fraud
Seven employees disciplined, and eighth resigns before disciplinary action was taken.
Investigation Nation: SEC Employees and Inspector General Play Cat-and-Mouse
Group calls for IG investigation into whether SEC employees are avoiding IG investigations.
No S.E.C. Inquiries Harmed by Document Destruction, Report Says
IG: No inquiries harmed but SEC should have kept thousands of documents it destroyed after preliminary investigations.
KPMG picked to lead UBS probe
FSA selects KPMG to lead independent investigation into trading scandal at UBS.
SEC’s Khuzami: Probes Not Hurt By Record Destruction
Enforcement director says agency not harmed by past policy of discarding records, still has “significant information” stored.
Mark Cuban Says He Detected ‘Red Flags’ Before Selling His Mamma.com Stock
Cuban seeks documents on SEC investigation into Mamma.com.