By Amanda Harding on April 1, 2010, 12:47 am
Cuban says SEC tampered with a witness, made fun of him.
Posted in SEC | Tagged Mark Cuban
By Securities Docket on October 7, 2009, 1:20 pm
SEC will appeal dismissal to Fifth Circuit.
Posted in SEC | Tagged Insider Trading, Mark Cuban
By Securities Docket on August 31, 2009, 4:11 pm
Cuban seeks fees arguing SEC’s case was “wholly unsupported” from the start.
Posted in SEC | Tagged Fees, Insider Trading, Mark Cuban
By Securities Docket on July 17, 2009, 12:19 pm
As previously discussed here, U.S. District Judge Sidney A. Fitzwater dismissed the SEC’s insider trading case against Dallas Mavericks owner Mark Cuban this morning. A copy of the Court’s Order is available here. In his ruling, Judge Fitzwater found that the SEC failed to adequately allege that Cuban agreed with Mamma.com (a) not to disclose [...]
Posted in SEC | Tagged Features, Insider Trading, Mark Cuban
By Securities Docket on July 17, 2009, 11:37 am
A copy of U.S. District Judge Sidney A. Fitzwater Memorandum and Order dismissing the SEC’s insider trading case against Dallas Mavericks owner Mark Cuban is available here. Order Dismissing SEC v. Cuban
Posted in SEC | Tagged Insider Trading, Mark Cuban
By Securities Docket on July 17, 2009, 10:46 am
This morning, U.S. District Judge Sidney A. Fitzwater dismissed the SEC’s insider trading case against Dallas Mavericks owner Mark Cuban. The AP reports that the court gave the SEC 30 days to file an amended complaint.
Posted in SEC | Tagged Features, Insider Trading, Mark Cuban
By Securities Docket on June 2, 2009, 12:48 pm
In the SEC Inspector General’s Semiannual Report to Congress released yesterday, the OIG states that it has opened an investigation into a complaint received from counsel for a defendant in an SEC Enforcement action, alleging numerous instances of misconduct by several Enforcement staff members during the course of the investigation that resulted in the filing [...]
Posted in SEC | Tagged Inspector General, Mark Cuban
By Securities Docket on May 29, 2009, 11:26 am
A copy of Mark Cuban’s Complaint for Declaratory and Injunctive Relief filed yesterday against the SEC and seeking the production of numerous documents under FOIA is available here. As an aside, the case has been assigned to Judge Reggie B. Walton, who, as I have noted before, you really don’t want to mess with! Read [...]
Posted in SD Insider | Tagged Features, Mark Cuban
By Securities Docket on May 28, 2009, 5:56 pm
In the latest development in Mark Cuban’s ongoing battle with the SEC, Cuban has reportedly filed his own lawsuit against the agency alleging that it is unlawfully withholding documents about its insider trading probe of him. Bloomberg reports that Cuban’s complaint filed today in federal court in D.C. seeks a court order to force the [...]
Posted in SEC | Tagged Features, Insider Trading, Mark Cuban
By Securities Docket on May 26, 2009, 4:52 pm
U.S. District Judge Sidney A. Fitzwater heard argument today on Mark Cuban’s motion to dismiss the Securities and Exchange Commission’s insider trading lawsuit against him, but did not issue a ruling. As previously discussed here, the SEC alleges that on a phone call with the CEO of Mamma.com, Cuban agreed to keep any information he [...]
Posted in SEC | Tagged Features, Insider Trading, Mark Cuban