Negligence

To Err Is Human . . . and Punishable by the SEC

By Securities Docket on November 2, 2011, 11:11 am

Will agency now pursue more cases against people who make merely negligent mistakes?

By Securities Docket on September 30, 2011, 1:09 am

SEC may file more civil cases in which defendants are accused of negligence only.

By Securities Docket on April 23, 2010, 5:06 pm

Court rules SEC’s conduct was “discretionary.”