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Bruce Karpati, Chief of Enforcement Division Asset Management Unit, to Leave SEC After 12 Years
Karpati has served at chief of Asset Management Unit since its inception in January 2010.
SEC Enforcement’s David Bergers Leaving Agency After 13 Years – Compliance Week
The SEC announced today that David P. Bergers, Acting Deputy Director of the SEC’s Enforcement Division and Director of the Boston Regional Office, will be leaving the SEC this spring after 13 years with the agency. via SEC Enforcement’s David Bergers Leaving Agency After 13 Years – Compliance Week
SEC official plays down concern about whistleblower program — Reuters
Speaking at a panel discussion in New York, Associate Director of Enforcement Stephen Cohen said officials operating the 20-month-old program are devoting more attention to alleged wrongdoing involving asset management, financial reporting and “sophisticated trading” techniques. He noted that it takes time to sort through the tips, which totaled 3,001 in the first year, and [...]
SEC Names George Canellos and Andrew Ceresney Co-Directors of Enforcement Division – Compliance Week
Today, the SEC announced that Acting Director of Enforcement George Canellos and Andrew Ceresney have been named Co-Directors of the Division of Enforcement. Ceresney is a partner at law firm Debevoise & Plimpton, where he worked with new SEC chairman Mary Jo White. via SEC Names George Canellos and Andrew Ceresney Co-Directors of Enforcement Division [...]
Chairman White Reportedly Set On Ceresney as Next Enforcement Director
Andrew Ceresney will reportedly be named as SEC’s next Director of Enforcement in the “coming weeks.”
SIGTARP’s Michael Rivera Joins Venable in Washington, D.C.
SIGTARP’s Chief Investigative Counsel joins Venable LLP in Washington, D.C.
Steptoe Adds SFO Joint Head of Bribery and Corruption Patrick Rappo in London
Patrick Rappo, the former joint head of Bribery and Corruption of the UK’s Serious Fraud Office, joins Steptoe & Johnson.
SEC’s Marc Fagel Joining Gibson Dunn in San Francisco
Director of SEC’s San Francisco Regional Office joining GD&C’s Securities Enforcement practice.
Senate confirms Mary Jo White to lead SEC
Senate confirms Mary Jo White as the next chairman of the Securities and Exchange Commission.
White, Cordray Nominations Advance to Full Senate Vote
White advances to full Senate after 21-1 committee vote.