By Securities Docket on August 5, 2010, 5:51 pm
New Ethics Counsel joins SEC from Treasury Dept.
Posted in People, Top | Tagged Lawyers, Regulators
By Securities Docket on July 14, 2010, 3:33 pm
Chief Counsel of SEC’s Division of Enforcement joining Jones Day.
Posted in People, Top | Tagged Lawyers, Regulators
By Securities Docket on June 17, 2010, 10:06 am
Ministry of Justice appoints Clarke to key anti-corruption role.
Posted in Global, Top | Tagged Anti-corruption, Regulators, UK
By Securities Docket on June 17, 2010, 9:54 am
SEC IG advises Sen. Grassley of inquiry into hire of senior official.
Posted in SEC, Top | Tagged Inspector General, Regulators, Revolving Door
By Securities Docket on May 13, 2010, 3:12 pm
Hodgkins fills position recently vacated by Fredric Firestone.
Posted in SEC | Tagged Lawyers, Regulators
By Securities Docket on May 13, 2010, 1:17 pm
TIME looks at how Elizabeth Warren, Mary Schapiro, and Sheila Blair are changing financial regulation.
Posted in SEC | Tagged Regulators, Videos
By Securities Docket on May 3, 2010, 11:56 pm
Role has particular emphasis on enforcement, corporate disclosure, and accounting.
Posted in SEC | Tagged Lawyers, Regulators
By Amanda Harding on April 23, 2010, 3:08 pm
Schapiro asserts independence of agency, expresses disappointment in rhetoric.
Posted in SEC | Tagged Regulators
By Amanda Harding on April 15, 2010, 11:20 pm
The SEC seeks five hedge fund managers for its new Asset Management unit.
Posted in SEC | Tagged Hedge Funds, Regulators
By Amanda Harding on April 15, 2010, 10:55 pm
SEC’s Greenberg discusses focus of new Municipal Securities and Public Pensions Unit.
Posted in SEC | Tagged Regulators