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Hong Kong Regulator Says It Should Be Able to Redress Investors
Hong Kong’s SFC trying to overturn court ruling that it lacks power to ban Tiger Asia from trading in Hong Kong.
SEC Names Jane Norberg as Deputy Chief of Whistleblower Office
SEC appoints Jane Norberg as Deputy Chief of office overseeing whistleblower program.
After Four Years and Much Drama, SEC IG H. David Kotz Leaving Agency
SEC’s Inspector General leaving the agency for private sector.
In S.E.C.’s Actions, a Hint at a Tougher Stance – NYTimes.com
Recent “baby steps” may indicate SEC intends to take a tougher stance in resolving cases.
Exclusive: Ex-SEC lawyer said to settle Stanford-linked case — Reuters
Former SEC attorney will reportedly settle DOJ case by agreeing to $50,000 fine.
SEC’s Deputy Director of Enforcement Departing for Senior Position in U.S. Attorney’s Office for SDNY
SEC’s Lorin Reisner headed to SDNY early next year.
Justice Won’t Probe Ex-SEC Official Becker, Lawyer Says
DOJ reportedly will not pursue investigation into whether Becker violated ethics laws.
SEC accuses FINRA of altering internal documents
SEC claims FINRA altered internal documents before handing them over to agency.
In Fight Against Securities Fraud, S.E.C. Sends Wrong Signal
Is message from SEC’s cases simply that it does not want to lose?
Jenner’s Andrew Weissmann Tapped as New FBI GC
Weissmann leaves law firm Jenner & Block to become GC of Federal Bureau of Investigation.