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Australian Shareholders Missing Out on Billions in US Settlements
Recent study says Australian pension funds leave billions on table in US settlements.
Quadrophobia: Study Suggests Companies Adjusting Financial Results Fractionally to Manage Earnings
Study shows companies tend to bump earnings by a 10th of a cent or two to let them round results up.
Canada: Securities Class Actions Remain Strong in 2009
New NERA study breaks down Canadian securities class actions in 2009.
FINRA Issues Guidance on Blogs and Social Networking
FINRA guidance covers internal policies and procedures for blogging and social networking.
Securities Class Actions: The Return of the Pig and the Python
A new report shows 2009 securities class action filings are down. What does it mean?
Over 150 Ponzi Schemes Collapsed in 2009, Up Nearly 300% from Last Year
Ponzi scheme collapses nearly quadruple in 2009, and total number of securities fraud investigations also rises.
Report Analyzes 8 Years of SEC Financial Statement Fraud Cases
Deloitte report breaks down eight years of SEC financial statement fraud cases.
Deceptive, and Elusive, Metrics for SEC Enforcement
SEC may finally be moving away from “actions brought” as the measure of its success.
SEC’s Dirty Laundry Report for April-Sept. 2009
IG’s office issues Semiannual Report to Congress on the SEC.
Advisen: Securities Lawsuits Up in Third Quarter
Advisen Ltd. announced today that the number of securities lawsuits rose in the third quarter of 2009, after a relatively light second quarter, as litigation targeted more nonfinancial firms. Business Insurance reports that according to Advisen, 169 securities lawsuits were filed during the third quarter, up 11% over the second quarter but below the 249 [...]