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SEC Directs SIPC to Liquidate Stanford Group Co., Review Customer Claims
SEC says certain individuals who invested money through Stanford Group are entitled to protections of SIPC.
OIG Report Analyzes SEC’s Costly Missteps in Massive Office Space Lease
OIG reports “Improper Actions Relating to the Leasing of Office Space”
SEC Cautions Credit Agencies on Deceptive Conduct
SEC issues report under Section 21(a) of the ’34 Act directed at credit rating agencies.
Critics, Media Tie ‘SEC Porn’ Report to Financial Crisis
Headlines, politicians tie SEC IG’s report on porn viewing to financial crisis.
Copy of Full SEC IG Report on SEC’s Response to Concerns Regarding Stanford’s Alleged Ponzi Scheme Available Here
Copy of IG report released today now available.
Report: Enforcement Official Steered SEC Away From Allied Capital
The SEC’s inspector general reports on the actions of former enforcement official.
U.S. Securities Class Action Settlement Amounts Up 35% in 2009
Class action settlement amounts expected to continue to rise in 2010.
Australian Shareholders Missing Out on Billions in US Settlements
Recent study says Australian pension funds leave billions on table in US settlements.
Quadrophobia: Study Suggests Companies Adjusting Financial Results Fractionally to Manage Earnings
Study shows companies tend to bump earnings by a 10th of a cent or two to let them round results up.
Canada: Securities Class Actions Remain Strong in 2009
New NERA study breaks down Canadian securities class actions in 2009.