Our Sponsors
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedInSEC
SEC Charges Longtime Madoff Employee with Falsifying Documents to Deceive Regulators
SEC alleges long-time Madoff employee assisted in falsifying internal accounting records, deceived regulators.
Citing Madoff, Judge Slams SEC for ‘Relentless’ Pursuit of Legitimate Company
Law.com reports that the judge in the SEC’s Merchant Capital case says the agency’s pursuit came while “studiously ignoring Bernard Madoff and the largest Ponzi scheme in American history.”
Reserve Management Co. Announces Possible SEC Enforcement Action Against Co. and Three Execs
Reserve Management Company, Inc. announced yesterday that on December 18, 2008, the staff of the SEC’s Division of Enforcement informed RMCI of the staff’s intention to recommend that the SEC bring an enforcement action against RMCI alleging violations of certain provisions of the federal securities laws. In addition, the staff also intends to recommend enforcement [...]