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Will the SEC’s Requiring Settling Parties to Admit Wrongdoing Increase the Number of Trials? — White Collar Crime Prof Blog
Are the “experts” right that there would be far more trials?
Koss pact with SEC to win judge OK despite concern–Reuters
Federal judge says he will approve SEC settlement in Koss Corp. case.
Dutch Court Holds Collective Securities Settlement to Be Binding — The D&O Diary
Holding by Dutch court has important implications for the evolution of post-Morrison remedies for non-U.S. investors.
When Wall Street Sins, SEC Needs to Extract Confessions: View – BusinessWeek
“The SEC should make further changes to put real meaning behind its attempt at reform.”
Business Roundtable Files Brief in Support of SEC in ‘Neither Admit Nor Deny’ Battle – Compliance Week
Business Roundtable files amicus brief supporting the SEC’s settlement policy.
Federal Judge in Wisconsin Challenges an S.E.C. Settlement
Ruling represents expansion of Judge Rakoff’s opinion in Citigroup case.
Falcone Rejects an Offer by SEC
Hedge-fund manager rejects SEC settlement offer that would have banned him from securities industry.
SEC slapped by Wisconsin judge
Federal judge in Wisconsin says SEC settlement provisions “vague,” inadequate.
We Can Do Better Than This, Can’t We Mr. Khuzami?
By Securities Docket on December 28, 2011, 8:05 pm
“The fact that something has gone on for decades is not a meaningful answer to the criticism of the SECs enforcement practices by Judge Rakoff.”
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