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Settlements
By Securities Docket on July 21, 2010, 4:07 pm
AIG may sell common stock to raise $550 million for the settlement.
Posted in Class Actions, Top | Tagged Settlements
By Securities Docket on July 21, 2010, 3:58 pm
$250 million will be returned to investors through a Fair Fund distribution.
Posted in SEC | Tagged Goldman, Settlements
By Securities Docket on July 19, 2010, 1:06 pm
SEC files settled action against Trident Microsystems and executives for options backdating over 13-year period.
Posted in SEC, Top | Tagged Options Backdating, Settlements
By Securities Docket on July 1, 2010, 4:47 pm
Company enters into deferred prosecution agreement with DOJ, settles SEC case.
Posted in Global, Top | Tagged Anti-corruption, Settlements
By Securities Docket on June 29, 2010, 2:51 pm
SEC alleges improper payments to foreign officials in China and Vietnam after company went public in 2007.
Posted in SEC, Top | Tagged FCPA, Settlements
By Securities Docket on June 29, 2010, 1:56 pm
Serious Fraud Office intends to bring settlement to court before the summer break.
Posted in Global, Top | Tagged Settlements, SFO, UK
By Securities Docket on June 29, 2010, 9:54 am
Aguirre led Pequot Capital Management investigation until fired in September 2005.
Posted in SEC, Top | Tagged Settlements
By Securities Docket on June 25, 2010, 10:29 am
Court approves $225 million settlement in Comverse backdating case.
Posted in Class Actions, Top | Tagged Fees, Settlements
By Securities Docket on June 17, 2010, 3:32 pm
SEC announces settlement of insider trading case for trades allegedly based on settlement offer in Qualcomm-Nokia litigation.
Posted in SEC, Top | Tagged Insider Trading, Settlements
By Securities Docket on May 17, 2010, 10:17 pm
Guest columnist Jacob Frenkel writes that while Goldman has compelling arguments, a settlement with the SEC remains likely.
Posted in SD Insider, Top | Tagged Goldman, Guest Columns, Settlements