Jan. 27 Webcast Archive/Materials
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Three recent enforcement cases show differences in US and UK regulation.
FSA fines David Einhorn and Greenlight Capital $11 million in insider trading matter.
Defendant in FSA insider trading case to face eight counts of insider trading and two counts of money laundering.
Formal DPAs could be used in UK if solicitor general Edward Garnier has his way.
FSA’s director of markets will depart next month.
Consultant states FSA needs to boost salaries by 50 per cent to attract and retain capable staff.
With July 1 imminent, here are key UK Bribery Act issues that need to be resolved.
Tougher “Financial Conduct Authority” coming by the end of 2012.