By Securities Docket on August 8, 2011, 12:08 pm
FSA rolls out long-awaited Zen system.
Posted in Global, Top | Tagged FSA, UK
By Securities Docket on August 5, 2011, 12:08 pm
Investment banker, two others charged by FSA.
Posted in Global, Top | Tagged Insider Trading, UK
By Securities Docket on July 18, 2011, 12:07 pm
Consultant states FSA needs to boost salaries by 50 per cent to attract and retain capable staff.
Posted in Global, Top | Tagged FSA, UK
By Securities Docket on June 30, 2011, 11:06 am
With July 1 imminent, here are key UK Bribery Act issues that need to be resolved.
Posted in Global | Tagged Anti-corruption, UK
By Securities Docket on June 28, 2011, 11:06 am
Tougher “Financial Conduct Authority” coming by the end of 2012.
Posted in Global, Top | Tagged FCA, UK
By Securities Docket on June 13, 2011, 10:06 am
SFO warns businesses with UK subsidiaries to mind Bribery Act.
Posted in Global, SD Insider, Top | Tagged UK, UK Bribery Act
By Securities Docket on June 9, 2011, 1:06 pm
Why the sudden focus by UK regulators on insider trading trials?
Posted in Global | Tagged Insider Trading, UK
By Securities Docket on May 25, 2011, 10:05 am
SFO head seeks salary increases of 50% for his staff.
Posted in Global, Top | Tagged Regulators, UK
By Securities Docket on May 22, 2011, 11:05 am
SFO now expected to keep twin roles of investigator and prosecutor.
Posted in Global, Top | Tagged Regulators, SFO, UK
By Securities Docket on May 11, 2011, 6:05 pm
FSA “determined to take insider dealing enforcement right into the heart of the city.”
Posted in Global, Top | Tagged FSA, UK