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Pursuing Foreign Fraud Claims on American Soil
Recommendations to tweak Morrison rule may fall on deaf ears.
A Roadblock to Recovering Money for Madoff’s Victims
Legal doctrine of “in pari delicto” may impede recoveries.
Competing fixes for bribery law
DOJ, SEC, Congress prepare to offer guidance and perhaps proposed changes to FCPA.
Web Watch: Best of the Week Ending April 6
The week’s most interesting columns and blog posts from around the web.
An “Entrepreneurial” and Restructured SEC Pledges Proactive Enforcement — The Harvard Law School Forum on Corporate Governance and Financial Regulation
At the recent “SEC Speaks” conference in Washington, DC this year, Chairman Mary Schapiro and senior Enforcement officials vowed to increase investor protection through use of the SEC’s expanded authority under the Dodd-Frank Act and initiatives designed to help the SEC enforcement staff proactively detect and prevent securities law violations…. Schapiro pointed to the SEC’s [...]
Rakoff Seeking Truth of Wall Street Wrongdoing Labeled Rogue
Judge Rakoff’s high-profile battles continue.
SEC Files Rare Subpoena Enforcement Action against Wells Fargo — Cady Bar the Door
Under what circumstances will the SEC file a subpoena enforcement action to seek to compel production of documents?
Regulator at a crossroads — Canadian Lawyer Magazine
Ontario Securities Commission rethinking its future approach to regulation.
Web Watch: Best of the Week Ending March 23
The week’s most interesting columns and blog posts from around the web.
What Percentage of DOJ FCPA Losses is Acceptable? — The Criminal Law Reporter
Mike Koehler asks “what percentage of DOJ FCPA losses is acceptable?