• Home
  • About
  • Webcasts
  • ‘Enforcement 40’ for 2020
  • Enforcement Hall of Fame
  • Contact
Securities Docket
Ankura 480x60
  • Class Actions
  • Criminal
  • Global
  • People
  • SD Insider
  • SEC
  • Video
  • Subscribe by email
  • Subscribe
Browse: Home / 2008 / August / 20 / “Nobody Gets a Pass”

“Nobody Gets a Pass”

By Securities Docket on August 20, 2008, 12:49 pm

Chairman Cox

Chairman Cox

So says Chairman Cox with respect to the SEC’s numerous investigations into auction-rate securities abuses.  In remarks yesterday, Chairman Cox told reporters that the investigations range far beyond the five banks that have already agreed to buy back billions of dollars of ARS from customers, and that there are “over a dozen pending investigations under way.” Cox said in his remarks to the press, according to Reuters.  As reported in CFO.com, he added that the probe extends to secondary dealers with nobody “getting a pass.”

Read the CFO.com article

Blog Widget by LinkWithin

Posted in SEC | Tagged Features

« Previous Next »

‘Enforcement 40’ for 2020

Ankura 260x250

Our Sponsors

Securities-Docket_260x125_14Sec Ankura 260x125

Join Us On LinkedIn

Join the Securities Litigation and Enforcement Group on LinkedIn

Archives

Copyright © 2021 Securities Docket.

Powered by WordPress and Hybrid.