‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInHighlighting Some Features of Securities Docket
by Bruce Carton Securities Docket contains a number of features that you may not have noticed yet, but which you may find useful: 1. RSS Feeds: The main RSS feed that provides updates on every new Securities Docket article can be found in the upper right hand corner of the page. RSS feeds for each […]
Is SEC Aggressiveness Leading to More Trials and Defeats?
Luis Mejia, the SEC Enforcement Division’s chief litigation counsel, says that the SEC has a 21-6 trial record during the current fiscal year (which ends September 30) and a 48-12 record during the past three fiscal years. Mejia also told the National Law Journal that the SEC has prevailed on 81 percent of the motions […]