The Rule 10b5-1 Buying Plan Challenge

by Bruce Carton

We previously discussed the rare bird that is Randy Repass’ “Rule 10b5-1 Buying Plan” in this article but inquiring minds want to know:  Just how rare is it?

In my new “Enforcement Action” blog over at Compliance Week, I pose that question with the hope of getting some feedback from other executives and lawyers who have set up similar plans.