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Browse: Home / 2008 / September / 08 / The Rule 10b5-1 Buying Plan Challenge

The Rule 10b5-1 Buying Plan Challenge

By Securities Docket on September 8, 2008, 11:28 am

by Bruce Carton

We previously discussed the rare bird that is Randy Repass’ “Rule 10b5-1 Buying Plan” in this article but inquiring minds want to know:  Just how rare is it?

In my new “Enforcement Action” blog over at Compliance Week, I pose that question with the hope of getting some feedback from other executives and lawyers who have set up similar plans.

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Posted in SD Insider | Tagged Trading Plans

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