Securities Docket was finally was able to track down a copy of the SEC Inspector General’s “Investigation of Claims by Gary Aguirre of Improper Preferential Treatment and Retaliatory Termination” (previously discussed here). The 191-page report is available online at the U.S. Senate Finance Committee’s website (visit the link below to read the report).
At the end of the report, Inspector General H. David Kotz offers the following recommendations, which include the “removal of supervisory responsibilities” for two SEC officials:
