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Browse: Home / 2008 / October / 13 / 2008 SEC Enforcement Stats Boosted by Record Number of Deregistration Cases

2008 SEC Enforcement Stats Boosted by Record Number of Deregistration Cases

By Securities Docket on October 13, 2008, 11:42 am

The SEC is reportedly set to announce its second-highest number of enforcement actions ever in 2008, but a record number of “deregistration” cases in 2008 may cast some doubt on the significance are those numbers.  Read the post below on my Enforcement Action blog over at Compliance Week for the details.

Read “The SEC’s September Surge, Part II: Boosting Stats Through Deregistration “Filler” Cases?”

Posted in Uncategorized | Tagged Features, Statistics

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