In a sudden moment of clarity, I have just now realized that the SEC Inspector General is Sam the Sheepdog, and the SEC Enforcement Division is Ralph Wolf. I explain in this post (click here) on my Enforcement Action blog over at Compliance Week.
In a sudden moment of clarity, I have just now realized that the SEC Inspector General is Sam the Sheepdog, and the SEC Enforcement Division is Ralph Wolf. I explain in this post (click here) on my Enforcement Action blog over at Compliance Week.