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Browse: Home / 2008 / November / 17 / A “Stunning” Decision to Reject Discipline Against SEC Officials

A “Stunning” Decision to Reject Discipline Against SEC Officials

By Securities Docket on November 17, 2008, 12:45 pm

Some at the SEC are stunned by the decision last week of the Initiating Official to reject the SEC Inspector General’s recommendations of discipline against certain Enforcement officials, and particularly by the process that she used. I explain in this post (click here) on my Enforcement Action blog over at Compliance Week.

Posted in Uncategorized | Tagged Features, Inspector General

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