- SEC IG report: Current system to report ownership/trading of securities insufficient to prevent and detect insider trading by SEC employees #
- SEC’s Office of Inspector General Semiannual Report to Congress available online. http://www.sec.gov/about/oig/audit/2008/seminov08.pdf #
- SEC discloses IG investigations of two of Its own after suspicious volume of trades. http://is.gd/9uoT #
Subscribe
‘Enforcement 40’ for 2020
Our Sponsors
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn