‘Enforcement 40’ for 2020
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By Securities Docket on December 14, 2008, 11:59 pm
Auditors hired by Fairfield Greenwich Group in 2001 to inspect Madoff’s operations found that “everything checked out.” http://is.gd/bHFm # International victims of Madoff fraud blame “systemic failure of the regulatory and securities markets regime in the US.” http://is.gd/bHwE # At least a third of the 300 members of the Palm Beach Country Club had money […]
By Securities Docket on December 14, 2008, 1:52 pm
Some trades by Pequot Capital Management in July 2001 have led to perhaps the most investigated, re-investigated, and re-re-investigated matter in SEC history. From an initial SEC insider trading investigation in 2003, a series of related, follow-on investigations has followed that has grown to be truly beyond belief and which continues to this day.