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Join the Securities Litigation and Enforcement Group on LinkedInSecurities Docket News Wire for Dec. 14, 2008
Auditors hired by Fairfield Greenwich Group in 2001 to inspect Madoff’s operations found that “everything checked out.” http://is.gd/bHFm # International victims of Madoff fraud blame “systemic failure of the regulatory and securities markets regime in the US.” http://is.gd/bHwE # At least a third of the 300 members of the Palm Beach Country Club had money […]
Investigation Nation: The Pequot Insider Trading Case That Won’t End
Some trades by Pequot Capital Management in July 2001 have led to perhaps the most investigated, re-investigated, and re-re-investigated matter in SEC history. From an initial SEC insider trading investigation in 2003, a series of related, follow-on investigations has followed that has grown to be truly beyond belief and which continues to this day.