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Join the Securities Litigation and Enforcement Group on LinkedInSecurities Docket News Wire for Dec. 12, 2008
Introducing the Securities Litigation and Enforcement Channel. http://is.gd/e429 # Securities class action filed against Emcore Corporation in District of New Mexico. http://is.gd/e2vD # Court rules clawback provision of SOX applies only when restatement actually filed. http://tinyurl.com/8u9v7b #
Bloomberg Video: Update on Madoff Asset Disclosure and Broader Impact on SEC
In this Bloomberg video, former SEC attorney Ron Geffner discusses the imminent disclosure of assets by Bernard Madoff (Dec. 31 deadline), and the broader possible impact of the Madoff case on the SEC as an institution.
Global IPO Numbers Anemic in Second Half of 2008
The ongoing financial crisis caused global IPO issuance to come to a near halt in mid-2008, and that steep decline has continued through the end of 2008. A December 2008 report from Renaissance Capital on the state of the global and US IPO market shows some stunningly weak numbers, including: Globally, the average new issue […]
Introducing the Securities Litigation and Enforcement Channel
One of the exciting features we are adding to Securities Docket in 2009 is the new Securities Litigation and Enforcement Channel. The Securities Litigation and Enforcement Channel will be the home for a series of regular webcasts that we will kick off on January 6, 2009, and continue going forward. Our first webcast will be […]
Court rules clawback provision of SOX applies only when restatement actually filed
On December 12, 2008, U.S. District Judge Jean Hamilton (E.D. Mo.) ruled that the “clawback” provision of Section 304 of the Sarbanes-Oxley Act of 2002 only applies where an accounting restatement actually is filed. The court found that it is not enough that an accounting restatement should have been filed because of a company’s material […]