SEC Commissioner Aguilar’s Prescription for an Ailing Enforcement Division

By Securities Docket on January 14, 2009, 5:28 pm

On January 10, 2009, SEC Commissioner Luis A. Aguilar delivered an interesting speech entitled, “Empowering the Markets Watchdog to Effect Real Results” in which he presented some specific “internal shifts in policy” that he would like to see made immediately to boost the SEC’s ailing Enforcement Division. Read the full details in this post on my Enforcement Action blog over at Compliance Week.

Posted in SD Insider | Tagged Features, Regulators, Speeches | 1 Response

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SEC Commissioner Aguilar Calls for Commission to Have Power to Bring Criminal Cases January 20, 2009, 2:11 pm at 2:11 pm | Permalink

[…] discussed here in detail, SEC Commissioner Luis Aguilar’s January 10, 2009 speech entitled, “Empowering the Markets […]