On January 10, 2009, SEC Commissioner Luis A. Aguilar delivered an interesting speech entitled, “Empowering the Markets Watchdog to Effect Real Results” in which he presented some specific “internal shifts in policy” that he would like to see made immediately to boost the SEC’s ailing Enforcement Division. Read the full details in this post on my Enforcement Action blog over at Compliance Week.
‘Enforcement 40’ for 2020
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