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Browse: Home / 2009 / January / 21 / Japan: FSA Fines Former Goldman Sachs Japan Co. Employee Y230,000 for Insider Trading

Japan: FSA Fines Former Goldman Sachs Japan Co. Employee Y230,000 for Insider Trading

By Securities Docket on January 21, 2009, 10:07 am

Japan’s Financial Services Agency has reportedly accepted the recommendation of the country’s Securities and Exchange Surveillance Commission to fine a former employee of Goldman Sachs Japan Co. Y230,000 for insider trading. On December 12, SESC made the recommendation which relates to a tender offer for REX Holdings Inc. in 2006. The SESC said the employee bought shares of now-delisted REX Holdings, which the person audited, before the news became public.

Nikkei reports that yesterday, the FSA announced that it had imposed a fine of 230,000 yen on the former employee of Goldman Sachs Japan Co. “for insider trading committed during his tenure with the financial institution.”

Read the Nikkei article

Posted in Global | Tagged Insider Trading, Japan

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