‘Enforcement 40’ for 2020
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn
You are browsing the site archives by date.
By Securities Docket on January 24, 2009, 11:59 pm
Interactive international insider trading map. http://is.gd/h698 # UK investors planning Madoff-related legal action against HSBC, UBS, Barclays and Nicola Horlick’s Bramdean fund. http://is.gd/h67k # Copy of Second Circuit’s 1/21/2009 opinion affirming dismissal of Enron-related class action claims vs. JP Morgan. http://is.gd/h4DT # Former Brocade CEO Gregory Reyes pardon application deemed premature b/c has not been […]
By Securities Docket on January 24, 2009, 10:44 pm
Securities Docket’s popular international insider trading case map that can be seen on our front page has been updated and now has its own page. To view this larger version of the interactive map, please visit the link in this post to the International Insider Trading Case Map page.
By Securities Docket on January 24, 2009, 11:22 am
Reflecting Canada’s currently fragmented and decentralized system of securities regulation, an insider trading complaint filed by the Newfoundland and Labrador government against investor George Armoyan has been dropped. The Globe and Mail reports that “the provincial government filed the complaint in May, 2007, after Mr. Armoyan made nearly $6-million from selling shares in [FPI], the […]
By Securities Docket on January 24, 2009, 7:34 am
Tom Atkinson, a former regulator and Crown attorney, has been named the new head of enforcement at the Ontario Securities Commission. The Globe and Mail reports that Atkinson previously ran Market Regulation Services Inc., which regulated trading on the Toronto Stock Exchange until it merged with the Investment Dealers Association in 2007. He left the […]