• Home
  • About
  • ‘Enforcement 40’ for 2020
  • Webcasts
  • Enforcement Hall of Fame
  • Contact
Securities Docket
Experts in Risk
  • Class Actions
  • Criminal
  • Events
  • Features
  • Global
  • People
  • SEC
Browse: Home / 2009 / March / 02 / “Impersonation of Securities Regulator” Scam is Back

“Impersonation of Securities Regulator” Scam is Back

By Securities Docket on March 2, 2009, 5:19 pm

As if the SEC doesn’t have enough to deal with, it must also now contend with con artists using the names of actual SEC employees to attempt to gain confidential information and mislead potential victims. The SEC issued a press release today to warn the public about this scam.  As I discuss in this post on my Enforcement Action blog over at Compliance Week, however, this is not the first “regulator impersonation” case to come down the pipe.

Posted in SEC | Tagged Features, Schemes

« Previous Next »

Subscribe

‘Enforcement 40’ for 2020

Our Sponsors

Securities-Docket_260x125_14Sec

Join Us On LinkedIn

Join the Securities Litigation and Enforcement Group on LinkedIn

Archives

Copyright © 2023 Securities Docket.

  • Home
  • About
  • ‘Enforcement 40’ for 2020
  • Webcasts
  • Enforcement Hall of Fame
  • Contact
  • Criminal
  • Class Actions
  • Features
  • Global
  • People
  • SEC
  • Events