‘Enforcement 40’ for 2020
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn
You are browsing the site archives by date.
By Securities Docket on April 23, 2009, 10:00 pm
India’s CBI: Auditors Aware of Satyam Misstatements. http://bit.ly/12rn7B #sdx # Lanny Breuer Confirmed as Head of DOJ Criminal Division. http://bit.ly/WU1dV #sdx # New Charges in Dreier Case as Hearing Airs Forfeiture Issues. http://bit.ly/19vhGd #sdx # Jury Finds Six Defendants Guilty of Conspiring in “Squawk Box” Case. http://bit.ly/cH21Z #sdx # Alierta Insider Trading Trial Adjourns, Judge […]
By Securities Docket on April 23, 2009, 11:04 am
George Curtis, the Deputy Director of the SEC’s Division of Enforcement, will join us on April 28, 2009, for a webcast entitled “Inside the SEC Enforcement Division: Current and Former SEC and DOJ Prosecutors Discuss Important Changes Ahead.” Sponsored by KPMG Forensic and also featuring Pamela Parizek of KPMG Forensic and David Seide of the law firm Curtis, Mallet-Prevost, Colt & Mosle, the webcast provides a rare opportunity to pose questions to one of the Enforcement Division’s most senior officials, and learn about actions being taken by the Enforcement Division’s new leadership right now to address the financial crisis and the intense scrutiny of its recent performance.
By Securities Docket on April 23, 2009, 9:53 am
When Michael J. Sullivan, the United States Attorney for the District of Massachusetts, announced in mid-April that he planned to resign his post to pursue a private law practice in Boston, he didn’t identify his new destination. The WSJ reports today, however, that Sullivan, like three other U.S. Attorneys (discussed here), will join the new […]
By Securities Docket on April 23, 2009, 6:54 am
The jury in the long-running “squawk box” prosecution returned a verdict of guilty on a charge of conspiracy yesterday for three former brokers and three former day traders. The defendants, who were from Merrill Lynch, Citigroup, and Lehman Brothers, allegedly conspired to misuse information from company squawk boxes for insider trading. Reuters reports that the […]
By Securities Docket on April 23, 2009, 6:39 am
Gregory Little (pictured) and Scott Hershman have joined law firm White & Case as partners in its New York office. The firm announced yesterday that Little and Hershman have joined its Commercial Litigation Practice. Before joining White & Case, Little and Hershman were both partners at Hunton & Williams, where Little was head of the […]