3 responses to “What Questions Do You Have for the SEC’s Division of Enforcement?”

  1. Why doesn’t the SEC enforce the laws that the SEC has on it’s own books against Naked Short Selling (NSS)?

  2. Why is it so hard to get anyone for the SEC to pull trading records on a company? Even when the shareholder on record have twice the float in hard copy certificates. It would seem to me, that should prompt a investigation, and pulling all the trading records seems so easy to do.
    From what I have seen of the SEC enforcement over the last 3 years, is a disgrace, and they wonder why we do not trust the market.

    Default judgments, no money recovered, companies shorted out of business, and shareholders can get no information, when they are holding 200% of the float.

    The market has been manipulated, and the SEC has been helping to it, from where I set, that is how I see it.

  3. Why does the SEC allow a FORM 4 to be filed after the fact with no Reprocussions?

    Why doesn’t the SEC investigate the Illegal Shares Sold and Gifted on a FORM4?

    The Shares were illegally sold into the market as they were removed when the merger occurred.

    Instead of the SEC going after the FRAUD they aided it.

    Why has the SEC not adhered to the FOIA ? and provide the information requested regarding trading records?

    What are they hiding? The PROOF