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Browse: Home / 2009 / April / 24 / TRO Requests, Wells Process, FCPA Among Emerging SEC Enforcement Issues

TRO Requests, Wells Process, FCPA Among Emerging SEC Enforcement Issues

By Securities Docket on April 24, 2009, 2:22 pm

On Tuesday, April 21, 2009, Michael MacPhail of Holland & Hart and Patrick Hunnius of White & Case discussed key issues emerging from the SEC’s Enforcement Division, and the impact of these issues on regulated entities and the lawyers who represent them.  MacPhail and Hunnius are both former senior attorneys with the SEC’s Division of Enforcement.  A complete summary of their presentations in the Securities Docket webcast entitled, “SEC Enforcement Update: A Wounded Animal is a Dangerous Animal,” is available in this post on my Enforcement Action blog over at Compliance Week.

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Posted in SEC | Tagged FCPA, Features, Webcasts, Wells Notice

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